Our partners enable a best of breed approach to your investment needs.
We have relationships with dozens of broker/dealers and investment managers, as well as various electronic trading platforms. This robust network enables our representatives to provide a vast array of investment options. Please contact a Moreton Capital Markets representative to learn more.
Moreton Capital Market's Relationship with RBC CS
Our firm has a contractual agreement with RBC Correspondent Services to serve as our clearing firm. This fully disclosed agreement states the responsibilities of each party. Prior to the agreement becoming effective, RBC CS is responsible for making all disclosures to our firm's designated examining authority as required by FINRA Rule 4311. Each client of our firm is notified of the relationship via a disclosure letter. The disclosure letter details the responsibilities that our firm (the introducing broker-dealer) and RBC CS (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets, LLC®, neither RBC Capital Markets, LLC, nor RBC CS has responsibility for the financial condition or performance of our firm or our Financial Advisors.
About RBC Correspondent Services
RBC Correspondent Services® (RBC CS), is a division of RBC Capital Markets, LLC®, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is one of the nation's largest full-service securities firms. RBC Capital Markets, LLC, is a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. RBC Capital Markets, LLC, is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. RBC Capital Markets, LLC is owned by Royal Bank of Canada, which trades under the symbol RY on the New York Stock Exchange. Royal Bank of Canada does not guarantee any debts or obligations of RBC Capital Markets, LLC.
Securities offered through Moreton Capital Markets, LLC. RBC Correspondent Services is not affiliated with Moreton Capital Markets, LLC.